Compliance officer job from Helios Ventures in Colombo, Sri Lanka

Friday 9th, July 2021

Helios Ventures

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Colombo

Full-Time

Accounting / Auditing Banking and Financial Services

Investment Management firm licensed by the Securities and Exchange Commission (“SEC”) of Sri Lanka on the lookout for a Compliance Officer

The Role

  • Compliance with all statutory reporting requirements with regard to Investment Management Operations
  • Liaising with SEC on renewal of investment manager license
  • Monitoring violations and communicating with the investment division to take appropriate remedial action
  • Coordinating with auditors for timely execution of annual audits, as well as generation and dispatch of annual, interim and quarterly reports to regulators and to the unit holders Reviewing policies and processors in line with recommendations of compliance and regulatory audits
  • Periodically reviewing and maintaining a comprehensive compliance manual for the Company and guide the CEO and the Board of Directors on related regulatory requirements and ensure the Company is aligned towards all regulatory requirements

The Person

  • The ideal candidate should possess a Bachelor`s Degree in Financial Management or Law from a recognized university or an equivalent professional qualification
  • Experience in the financial or banking industry at knowledge in statutory regulations, directions, rules, and guidelines
  • Work experience as a compliance officer will be considered favourably

Skills required

Good team player skills

Excellent written and verbal communication skills in English